Recent SEC & DSE Circulars

Date	Circular
5-Oct-10
SEC’s Directive No. SEC/SRMIC/94-198/623 regarding delisting of the securities of 4 listed companies and place them in the OTC market for trading
28-Sep-10
SEC’s Directive No. SEC/CMRRCD/2001-16/65 regarding delisting of the non demated Z-category securities and providing transaction facilities of the said securities on the OTC market
21-Sep-10
SEC’s Directive regarding clarification of certain issues, in continuation of commission's Directive dated September 06, 2010 related to decidingstatus as Non-marginable Securities and Calculating Margin Maintenance Figure
6-Sep-10
SEC’s notification No. SEC/CMRRCD/2003-193/63 regarding netting, calculation of NAV and margin call
6-Sep-10
SEC’s notification No. SEC/CMRRCD/2003-139/62/Admin/-------regarding conversion of existing debt into ordinary shares
6-Sep-10
SEC’s notification No. SEC/CMRRCD/2003-193/61/Admin/-------regarding issuance of further security by an issuer of unlisted security
31-Aug-10
SEC’s notification No. SEC/CMRRCD/2003-109/60/Admin/-------regarding Repeat Public Offering
30-Aug-10
SEC’s Directive regarding marginable Mutual Fund Units for Merchant Bankers and Stock Brokers
22-Jul-10
SEC’s Order No. SEC/CMRRC/2001-43/52 regarding Margin Rules for Merchant Bankers and Portfolio Manager
22-Jul-10
SEC’s Directive No. SEC/CMRRCD/2001-43/51 regarding Margin Rules, 1999
14-Jul-10
SEC’s prescribed format for declaration to buy/ sell/dispose off shares held by the sponsor shareholder/director/placement holder of a listed company
14-Jul-10
SEC’s prescribed format for declaration to sell/dispose off units of Mutual Fund held by the sponsor unit holder/ placement holder of a listed Mutual Fund
8-Jul-10
SEC's Order No. SEC/CMRRC/2001-43/48 regarding Margin Rules for Merchant Bankers and Portfolio Manager
8-Jul-10
SEC's Directive No. SEC/CMRRCD/2001-43/47 regarding Margin Rules, 1999
4-Jul-10
SEC's Directive No. SEC/SRMIC/94-198/433 regarding holding of EGM by the companies that declare Lay-off of their factory
1-Jul-10
SEC's Directive No. SEC/CMRRCD/MISC/2010-207/384 regarding provision for new advance income tax deducted at source related to capital market
15-Jun-10
SEC's Directive No. SEC/CMRRCD/2001 -43/42 regarding Margin based on P/E Ratio
15-Jun-10
SEC's Directive No. SEC/CMRRCD/2001 -43/43 regarding Margin Rules for Merchant Bankers and Portfolio Manager
1-Jun-10
SEC's Directive No. SEC/CMRRCD/2009-193/40 regarding of degradation and discontinuation of Paper security in the stock exchange
10-May-10
SEC's Notification No. SEC/CMRRCD/2010-201/37 regarding change of face value and market lot of the listed companies
4-May-10
SEC's Notification No. SEC/CMRRCD/2009-193/part-2/35/Admin/03-43 regarding record date/commencement of book closure period and AGM of the listed securities
26-Apr-10
SEC's Directive regarding MICR instruments
23-Mar-10
SEC's Directive regarding margin requirement under the Margin Rules, 1999
23-Mar-10
SEC's Notification regarding replacement of Regulation 4(2) of the Securities and Exchange Commission (Prohibition of Insider Trading) Regulations, 1995
18-Mar-10
DSE's Notification regarding amendment in Regulation 36(A)(4) of Listing Regulation of Dhaka Stock Exchange regarding record date/ commencement of book closure period of the listed securities
15-Mar-10
SEC's Directive regarding Margin Rules, 1999
15-Mar-10
SEC's Directive regarding Margin Rules for Merchant Bankers and Portfolio Manager
11-Mar-10
SEC's Notification regarding IPO
11-Mar-10
SEC's Notification regarding Amendment of Mutual Fund Regulations
7-Mar-10
SEC's Directive regarding marginable Mutual Fund Units for Merchant Bankers and Stock Brokers
1-Mar-10
SEC's Notification regarding change of face value and market lot of listed companies
9-Feb-10
SEC's Notification regarding mode of distribution of dividend
9-Feb-10
SEC's Notification regarding mode of distribution of Refund Warrants
8-Feb-10
SEC's Directive regarding financial adjustment facilities in case of shares trading of Grameenphone Ltd.
3-Feb-10
SEC's Directive regarding Margin Rules, 1999
3-Feb-10
SEC's Directive regarding Margin Rules for Merchant Banker and Portfolio Manager
2-Feb-10
SEC's letter No. SEC/CFD/Misc./233/2004/615 dated February 02, 2010 regarding form of presentation of periodical/ interim financial statements
1-Feb-10
SEC's Directive regarding Margin based on P/E Ratio
1-Feb-10
SEC's Directive regarding Margin Rules, 1999
24-Jan-10
SEC order related to close-end Mutual Fund
17-Jan-10
Some important matters for the valued investors of the Capital Market
21-Oct-09
SEC's Letter regarding making comments on market status